11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,305 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Research and related activities OMB Acct: 422-00-0100 Tres Acct: 49-0100 / X 00 / 01 99 / 00 CURRENT 98 / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 253,000 2,713,000 2,966,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 15,395 15,395 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,378 131 1,509 1,765 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2 8,310 49,466 57,778 8,396 2. Receivables from Federal sources....... 4 3,474 3,478 -95 B. Change in unfilled customer orders: 1. Advance received....................... 54,896 -35,900 18,996 -7,795 2. Without advance from Federal sources... 6,413 -17,010 -10,597 -506 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 6,236 8,468 14,704 6,743 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -7,538 -7,538 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 260,616 2,790,479 8,630 3,059,725 8,508 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,306 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Research and related activities OMB Acct: 422-00-0100 Tres Acct: 49-0100 / X 00 / 01 99 / 00 CURRENT 98 / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 258,335 2,715,616 5,953 2,979,904 1,028 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 69,622 282 69,904 18 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,978 5,241 1 7,220 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 304 2,394 2,698 7,462 11. Total Status Of Budgetary Resources.......... 260,616 2,790,479 8,630 3,059,725 8,508 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 203,213 1,923,961 2,127,174 741,950 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -4 -3,485 -3,489 B. Unfilled customer orders 1. Federal sources without advance........ -6,413 -6,413 143 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 139,027 2,006,844 746,795 2,892,666 269,191 D. Accounts payable.......................... 10,861 121,842 59,319 192,022 15,097 15. Outlays: A. Disbursements (+)......................... 305,424 656,552 1,132,633 2,094,609 452,422 B. Collections (-)........................... -2 -63,205 -13,566 -76,773 -601 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,307 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Research and related activities OMB Acct: 422-00-0100 Tres Acct: 49-0100 / X 00 / 01 99 / 00 98 / 99 CURRENT CURRENT CURRENT EXPIRED Break Out of Category B Obligations Multiple Categories 258,335 2,715,616 5,953 1,028 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,308 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Research and related activities OMB Acct: 422-00-0100 Tres Acct: 49-0100 97 / 98 96 / 97 95 / 96 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 7,046 10,037 12,304 11,558 42,710 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2,685 734 -7 101 11,909 2. Receivables from Federal sources....... -57 -152 B. Change in unfilled customer orders: 1. Advance received....................... -2,579 -734 7 -100 -11,201 2. Without advance from Federal sources... -50 -556 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 6,016 3,459 1,617 1,985 19,820 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -13,472 -13,472 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 13,062 13,496 13,921 72 49,059 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,309 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Research and related activities OMB Acct: 422-00-0100 Tres Acct: 49-0100 97 / 98 96 / 97 95 / 96 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,127 531 886 72 3,644 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 6 24 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11,929 12,965 13,035 45,391 11. Total Status Of Budgetary Resources.......... 13,062 13,496 13,921 72 49,059 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 219,404 68,065 14,457 2,598 1,046,474 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ -170 -27 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 70,628 21,371 3,839 365,029 D. Accounts payable.......................... 4,608 1,285 111 21,101 15. Outlays: A. Disbursements (+)......................... 139,562 42,482 9,776 685 644,927 B. Collections (-)........................... -106 -1 -708 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,310 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Research and related activities OMB Acct: 422-00-0100 Tres Acct: 49-0100 97 / 98 96 / 97 95 / 96 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED Break Out of Category B Obligations Multiple Categories 1,127 531 886 72 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,311 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Research and related activities OMB Acct: 422-00-0100 Tres Acct: 49-0100 GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,966,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 15,395 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 44,219 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 69,687 2. Receivables from Federal sources....... 3,326 B. Change in unfilled customer orders: 1. Advance received....................... 7,795 2. Without advance from Federal sources... -11,153 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 34,524 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -13,472 B. Enacted rescissions of PY balances........ -7,538 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,108,784 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,312 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Research and related activities OMB Acct: 422-00-0100 Tres Acct: 49-0100 GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 2,983,548 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 69,928 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 7,220 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 48,089 11. Total Status Of Budgetary Resources.......... 3,108,784 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3,173,648 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,489 B. Unfilled customer orders 1. Federal sources without advance........ -6,440 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,257,695 D. Accounts payable.......................... 213,123 15. Outlays: A. Disbursements (+)......................... 2,739,536 B. Collections (-)........................... -77,481 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,313 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Education and human resources OMB Acct: 422-00-0106 Tres Acct: 49-0106 00 / 01 99 / 00 CURRENT 98 / 99 97 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 696,600 696,600 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 56 56 408 4,092 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 100 2,504 2,604 4,142 388 2. Receivables from Federal sources....... -7 -7 B. Change in unfilled customer orders: 1. Advance received....................... 12,062 -2,483 9,579 -4,142 -387 2. Without advance from Federal sources... -4 -4 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 4,719 4,719 8,301 3,769 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -5,728 -5,728 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 703,034 4,786 707,820 8,709 7,862 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,314 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Education and human resources OMB Acct: 422-00-0106 Tres Acct: 49-0106 00 / 01 99 / 00 CURRENT 98 / 99 97 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 681,079 2,504 683,583 2,531 1,175 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 12,162 12,162 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 9,793 9,793 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,281 2,281 6,179 6,687 11. Total Status Of Budgetary Resources.......... 703,034 4,786 707,820 8,709 7,862 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 585,205 585,205 270,814 67,637 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 590,602 272,236 862,838 93,463 20,591 D. Accounts payable.......................... 13,443 21,493 34,936 5,599 1,105 15. Outlays: A. Disbursements (+)......................... 89,195 289,272 378,467 165,982 43,346 B. Collections (-)........................... -12,162 -22 -12,184 -1 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,315 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Education and human resources OMB Acct: 422-00-0106 Tres Acct: 49-0106 00 / 01 99 / 00 98 / 99 97 / 98 CURRENT CURRENT EXPIRED EXPIRED Break Out of Category B Obligations Multiple Categories 681,079 2,504 2,531 1,175 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,316 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Education and human resources OMB Acct: 422-00-0106 Tres Acct: 49-0106 96 / 97 95 / 96 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 696,600 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5,589 10,551 8,970 29,610 29,666 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. -381 23 -32 4,140 6,744 2. Receivables from Federal sources....... -7 B. Change in unfilled customer orders: 1. Advance received....................... -21 -4,550 5,029 2. Without advance from Federal sources... -4 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 3,511 481 531 16,593 21,312 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -9,429 -9,429 -9,429 B. Enacted rescissions of PY balances........ -5,728 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 8,718 11,034 40 36,363 744,183 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,317 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Education and human resources OMB Acct: 422-00-0106 Tres Acct: 49-0106 96 / 97 95 / 96 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 269 91 40 4,106 687,689 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 12,162 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 9,793 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 8,450 10,943 32,259 34,540 11. Total Status Of Budgetary Resources.......... 8,718 11,034 40 36,363 744,183 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13,200 2,977 440 355,068 940,273 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,347 1,284 118,685 981,523 D. Accounts payable.......................... 276 152 7,132 42,068 15. Outlays: A. Disbursements (+)......................... 6,336 1,151 -51 216,764 595,231 B. Collections (-)........................... 381 -2 32 410 -11,774 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,318 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Education and human resources OMB Acct: 422-00-0106 Tres Acct: 49-0106 96 / 97 95 / 96 94 / 95 EXPIRED EXPIRED EXPIRED Break Out of Category B Obligations Multiple Categories 269 91 40 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,319 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Education and human resources OMB Acct: 422-00-0106 Tres Acct: 49-5176 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 48,606 48,606 48,606 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 26,347 26,347 26,347 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 74,954 74,954 74,954 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,320 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Education and human resources OMB Acct: 422-00-0106 Tres Acct: 49-5176 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 25,058 25,058 25,058 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 36,592 36,592 36,592 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ 13,304 13,304 13,304 B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 74,954 74,954 74,954 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 260 260 260 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 24,749 24,749 24,749 D. Accounts payable.......................... 51 51 51 15. Outlays: A. Disbursements (+)......................... 518 518 518 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,321 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Education and human resources OMB Acct: 422-00-0106 Tres Acct: 49-5176 / X CURRENT Break Out of Category B Obligations H-1B FUND, EHR 25,058 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,322 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Academic research infrastructure OMB Acct: 422-00-0150 Tres Acct: 49-0150 96 / 97 95 / 96 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 530 890 2,380 3,800 3,800 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,478 786 919 3,183 3,183 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -2,339 -2,339 -2,339 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,008 1,676 960 4,644 4,644 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,323 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Academic research infrastructure OMB Acct: 422-00-0150 Tres Acct: 49-0150 96 / 97 95 / 96 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 457 101 960 1,518 1,518 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,551 1,575 3,126 3,126 11. Total Status Of Budgetary Resources.......... 2,008 1,676 960 4,644 4,644 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 21,261 9,097 4,970 35,328 35,328 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 8,399 3,907 12,306 12,306 D. Accounts payable.......................... 532 341 873 873 15. Outlays: A. Disbursements (+)......................... 11,309 4,165 5,010 20,484 20,484 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,324 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Academic research infrastructure OMB Acct: 422-00-0150 Tres Acct: 49-0150 96 / 97 95 / 96 94 / 95 EXPIRED EXPIRED EXPIRED Break Out of Category B Obligations research&related 457 101 960 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,325 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Salaries and expenses OMB Acct: 422-00-0180 Tres Acct: 49-0180 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 149,000 149,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 384 384 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 34 131 81 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,592 3,592 796 56 5 2. Receivables from Federal sources....... 336 336 -580 -50 -4 B. Change in unfilled customer orders: 1. Advance received....................... 97 97 -172 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 383 604 347 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -100 -100 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 153,308 153,308 461 742 429 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,326 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Salaries and expenses OMB Acct: 422-00-0180 Tres Acct: 49-0180 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 149,279 149,279 150 221 10 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 4,025 4,025 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 5 5 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 310 521 419 11. Total Status Of Budgetary Resources.......... 153,308 153,308 461 742 429 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 19,319 2,095 1,064 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -336 -336 -172 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 13,349 13,349 982 744 650 D. Accounts payable.......................... 7,557 7,557 1,887 38 4 15. Outlays: A. Disbursements (+)......................... 132,397 132,397 16,970 980 76 B. Collections (-)........................... -3,688 -3,688 -624 -56 -5 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,327 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Salaries and expenses OMB Acct: 422-00-0180 Tres Acct: 49-0180 / 00 / 99 / 98 / 97 CURRENT EXPIRED EXPIRED EXPIRED Break Out of Category B Obligations Multiple Categories 149,279 150 221 10 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,328 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Salaries and expenses OMB Acct: 422-00-0180 Tres Acct: 49-0180 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 149,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 384 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 344 584 1,174 1,174 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 857 4,449 2. Receivables from Federal sources....... -634 -298 B. Change in unfilled customer orders: 1. Advance received....................... -172 -75 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 454 776 2,564 2,564 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,330 -1,330 -1,330 B. Enacted rescissions of PY balances........ -100 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 798 30 2,460 155,768 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,329 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Salaries and expenses OMB Acct: 422-00-0180 Tres Acct: 49-0180 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 4 30 415 149,694 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 4,025 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 5 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 794 2,044 2,044 11. Total Status Of Budgetary Resources.......... 798 30 2,460 155,768 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 978 755 24,211 24,211 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -172 -508 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 537 2,913 16,262 D. Accounts payable.......................... 1,929 9,486 15. Outlays: A. Disbursements (+)......................... -8 9 18,027 150,424 B. Collections (-)........................... -685 -4,373 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,330 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Salaries and expenses OMB Acct: 422-00-0180 Tres Acct: 49-0180 / 96 / 95 EXPIRED EXPIRED Break Out of Category B Obligations Multiple Categories 4 30 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,331 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Salaries and expenses OMB Acct: 422-00-0180 Tres Acct: 49-0550 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -8 -8 -8 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... -8 -8 -8 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,332 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Salaries and expenses OMB Acct: 422-00-0180 Tres Acct: 49-0550 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... -8 -8 -8 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... -8 -8 -8 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 129 8 137 137 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 129 129 129 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,333 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Salaries and expenses OMB Acct: 422-00-0180 Tres Acct: 49-0550 / 95 EXPIRED Break Out of Category B Obligations RELOCATIONS -8 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,334 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Office of the Inspector General OMB Acct: 422-00-0300 Tres Acct: 49-0300 00 / 01 99 / 00 CURRENT 98 / 99 97 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 5,450 5,450 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 24 24 3 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 245 245 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 5,450 269 5,719 3 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,335 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Office of the Inspector General OMB Acct: 422-00-0300 Tres Acct: 49-0300 00 / 01 99 / 00 CURRENT 98 / 99 97 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 5,336 267 5,603 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 114 114 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2 2 3 11. Total Status Of Budgetary Resources.......... 5,450 269 5,719 3 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,182 1,182 196 22 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,071 268 1,339 50 22 D. Accounts payable.......................... 151 87 238 3 15. Outlays: A. Disbursements (+)......................... 4,114 850 4,964 143 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,336 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Office of the Inspector General OMB Acct: 422-00-0300 Tres Acct: 49-0300 00 / 01 99 / 00 CURRENT CURRENT Break Out of Category B Obligations OFFICE OF INSPECTOR GENER 5,336 267 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,337 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Office of the Inspector General OMB Acct: 422-00-0300 Tres Acct: 49-0300 96 / 97 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 5,450 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2 6 23 34 58 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 58 58 303 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -63 -23 -86 -86 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2 5 5,724 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,338 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Office of the Inspector General OMB Acct: 422-00-0300 Tres Acct: 49-0300 96 / 97 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 5,603 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 114 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2 5 7 11. Total Status Of Budgetary Resources.......... 2 5 5,724 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 45 58 321 1,503 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 45 117 1,456 D. Accounts payable.......................... 3 241 15. Outlays: A. Disbursements (+)......................... 143 5,107 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,339 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Major research equipment OMB Acct: 422-00-0551 Tres Acct: 49-0551 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 95,000 95,000 95,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 67,963 67,963 67,963 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2 2 2 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 14,511 14,511 14,511 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -1,500 -1,500 -1,500 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 175,977 175,977 175,977 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,340 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Major research equipment OMB Acct: 422-00-0551 Tres Acct: 49-0551 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 105,002 105,002 105,002 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 56,464 56,464 56,464 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 14,511 14,511 14,511 11. Total Status Of Budgetary Resources.......... 175,977 175,977 175,977 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 28,930 28,930 28,930 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 82,616 82,616 82,616 D. Accounts payable.......................... 3,860 3,860 3,860 15. Outlays: A. Disbursements (+)......................... 32,945 32,945 32,945 B. Collections (-)........................... -2 -2 -2 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,341 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Major research equipment OMB Acct: 422-00-0551 Tres Acct: 49-0551 / X CURRENT Break Out of Category B Obligations MAJOR RESEARCH EQUIPMENT 105,002 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,342 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Donations OMB Acct: 422-00-8960 Tres Acct: 49-8960 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 39,669 39,669 39,669 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 14,246 14,246 14,246 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1 1 1 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 165 165 165 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 54,080 54,080 54,080 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,343 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Donations OMB Acct: 422-00-8960 Tres Acct: 49-8960 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 32,837 32,837 32,837 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 21,078 21,078 21,078 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 165 165 165 11. Total Status Of Budgetary Resources.......... 54,080 54,080 54,080 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 12,866 12,866 12,866 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 13,426 13,426 13,426 D. Accounts payable.......................... -4,547 -4,547 -4,547 15. Outlays: A. Disbursements (+)......................... 36,660 36,660 36,660 B. Collections (-)........................... -1 -1 -1 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,344 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Contacts: Bureau: National Science Foundation Acct: Donations OMB Acct: 422-00-8960 Tres Acct: 49-8960 / X CURRENT Break Out of Category B Obligations trust fund 32,837 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,345 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: National Science Foundation Acct: BUREAU TOTAL OMB Acct: 422-00- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 436,275 3,415,050 149,000 4,000,325 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 15,395 384 15,779 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 109,934 211 110,145 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 5 8,410 3,592 51,970 63,977 2. Receivables from Federal sources....... 4 336 3,467 3,807 B. Change in unfilled customer orders: 1. Advance received....................... 66,958 97 -38,383 28,672 2. Without advance from Federal sources... 6,413 -17,014 -10,601 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 20,912 13,432 34,344 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -1,500 -13,266 -100 -14,866 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 565,627 3,498,963 153,308 13,685 4,231,583 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,346 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: National Science Foundation Acct: BUREAU TOTAL OMB Acct: 422-00- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 421,232 3,402,031 149,279 8,724 3,981,266 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 81,784 4,025 282 86,091 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 116,112 15,148 5 1 131,266 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ 13,304 13,304 B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 14,980 4,677 19,657 11. Total Status Of Budgetary Resources.......... 565,627 3,498,963 153,308 13,685 4,231,583 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 245,269 2,510,348 2,755,617 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -4 -336 -3,485 -3,825 B. Unfilled customer orders 1. Federal sources without advance........ -6,413 -6,413 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 259,818 2,598,517 13,349 1,019,299 3,890,983 D. Accounts payable.......................... 10,225 135,436 7,557 80,899 234,117 15. Outlays: A. Disbursements (+)......................... 375,547 749,861 132,397 1,422,755 2,680,560 B. Collections (-)........................... -5 -75,367 -3,688 -13,588 -92,648 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,347 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: National Science Foundation Acct: BUREAU TOTAL OMB Acct: 422-00- Tres Acct: / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 34 2,176 131 11,138 81 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 796 12,538 56 3,073 5 2. Receivables from Federal sources....... -580 -95 -50 -57 -4 B. Change in unfilled customer orders: 1. Advance received....................... -172 -11,937 -2,966 2. Without advance from Federal sources... -506 -50 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 383 15,044 604 9,785 347 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 461 17,220 742 20,924 429 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,348 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: National Science Foundation Acct: BUREAU TOTAL OMB Acct: 422-00- Tres Acct: / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 150 3,559 221 2,302 10 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 18 6 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 310 13,644 521 18,616 419 11. Total Status Of Budgetary Resources.......... 461 17,220 742 20,924 429 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 19,319 1,012,960 2,095 287,063 1,064 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -172 B. Unfilled customer orders 1. Federal sources without advance........ 143 -170 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 982 362,704 744 91,241 650 D. Accounts payable.......................... 1,887 20,699 38 5,713 4 15. Outlays: A. Disbursements (+)......................... 16,970 618,547 980 182,908 76 B. Collections (-)........................... -624 -601 -56 -107 -5 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,349 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: National Science Foundation Acct: BUREAU TOTAL OMB Acct: 422-00- Tres Acct: 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 16,158 344 23,745 590 22,931 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 353 16 69 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... -734 -14 -100 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 8,448 454 2,884 834 3,435 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,401 -25,263 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 24,224 798 26,631 22 1,072 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,350 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: National Science Foundation Acct: BUREAU TOTAL OMB Acct: 422-00- Tres Acct: 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,257 4 1,078 22 1,072 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 22,968 794 25,553 11. Total Status Of Budgetary Resources.......... 24,224 798 26,631 22 1,072 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 102,571 1,107 26,531 821 8,008 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 33,162 666 9,030 D. Accounts payable.......................... 2,093 604 15. Outlays: A. Disbursements (+)......................... 60,127 -8 15,092 9 5,644 B. Collections (-)........................... 381 -2 31 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,351 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: National Science Foundation Acct: BUREAU TOTAL OMB Acct: 422-00- Tres Acct: EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 4,000,325 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 15,779 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 77,328 187,473 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 16,906 80,883 2. Receivables from Federal sources....... -786 3,021 B. Change in unfilled customer orders: 1. Advance received....................... -15,923 12,749 2. Without advance from Federal sources... -556 -11,157 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 42,218 76,562 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -26,664 -26,664 B. Enacted rescissions of PY balances........ -14,866 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 92,523 4,324,106 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,352 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: National Science Foundation Acct: BUREAU TOTAL OMB Acct: 422-00- Tres Acct: EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 9,675 3,990,941 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 24 86,115 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 131,266 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ 13,304 B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 82,825 102,482 11. Total Status Of Budgetary Resources.......... 92,523 4,324,106 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,461,539 4,217,156 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -172 -3,997 B. Unfilled customer orders 1. Federal sources without advance........ -27 -6,440 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 499,179 4,390,162 D. Accounts payable.......................... 31,038 265,155 15. Outlays: A. Disbursements (+)......................... 900,345 3,580,905 B. Collections (-)........................... -983 -93,631 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,353 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: AGENCY TOTAL Acct: OMB Acct: 422- - Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 436,275 3,415,050 149,000 4,000,325 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 15,395 384 15,779 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 109,934 211 110,145 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 5 8,410 3,592 51,970 63,977 2. Receivables from Federal sources....... 4 336 3,467 3,807 B. Change in unfilled customer orders: 1. Advance received....................... 66,958 97 -38,383 28,672 2. Without advance from Federal sources... 6,413 -17,014 -10,601 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 20,912 13,432 34,344 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -1,500 -13,266 -100 -14,866 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 565,627 3,498,963 153,308 13,685 4,231,583 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,354 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: AGENCY TOTAL Acct: OMB Acct: 422- - Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 421,232 3,402,031 149,279 8,724 3,981,266 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 81,784 4,025 282 86,091 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 116,112 15,148 5 1 131,266 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ 13,304 13,304 B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 14,980 4,677 19,657 11. Total Status Of Budgetary Resources.......... 565,627 3,498,963 153,308 13,685 4,231,583 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 245,269 2,510,348 2,755,617 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -4 -336 -3,485 -3,825 B. Unfilled customer orders 1. Federal sources without advance........ -6,413 -6,413 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 259,818 2,598,517 13,349 1,019,299 3,890,983 D. Accounts payable.......................... 10,225 135,436 7,557 80,899 234,117 15. Outlays: A. Disbursements (+)......................... 375,547 749,861 132,397 1,422,755 2,680,560 B. Collections (-)........................... -5 -75,367 -3,688 -13,588 -92,648 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,355 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: AGENCY TOTAL Acct: OMB Acct: 422- - Tres Acct: / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 34 2,176 131 11,138 81 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 796 12,538 56 3,073 5 2. Receivables from Federal sources....... -580 -95 -50 -57 -4 B. Change in unfilled customer orders: 1. Advance received....................... -172 -11,937 -2,966 2. Without advance from Federal sources... -506 -50 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 383 15,044 604 9,785 347 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 461 17,220 742 20,924 429 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,356 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: AGENCY TOTAL Acct: OMB Acct: 422- - Tres Acct: / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 150 3,559 221 2,302 10 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 18 6 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 310 13,644 521 18,616 419 11. Total Status Of Budgetary Resources.......... 461 17,220 742 20,924 429 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 19,319 1,012,960 2,095 287,063 1,064 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -172 B. Unfilled customer orders 1. Federal sources without advance........ 143 -170 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 982 362,704 744 91,241 650 D. Accounts payable.......................... 1,887 20,699 38 5,713 4 15. Outlays: A. Disbursements (+)......................... 16,970 618,547 980 182,908 76 B. Collections (-)........................... -624 -601 -56 -107 -5 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,357 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: AGENCY TOTAL Acct: OMB Acct: 422- - Tres Acct: 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 16,158 344 23,745 590 22,931 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 353 16 69 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... -734 -14 -100 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 8,448 454 2,884 834 3,435 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,401 -25,263 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 24,224 798 26,631 22 1,072 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,358 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: AGENCY TOTAL Acct: OMB Acct: 422- - Tres Acct: 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,257 4 1,078 22 1,072 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 22,968 794 25,553 11. Total Status Of Budgetary Resources.......... 24,224 798 26,631 22 1,072 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 102,571 1,107 26,531 821 8,008 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 33,162 666 9,030 D. Accounts payable.......................... 2,093 604 15. Outlays: A. Disbursements (+)......................... 60,127 -8 15,092 9 5,644 B. Collections (-)........................... 381 -2 31 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,359 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: AGENCY TOTAL Acct: OMB Acct: 422- - Tres Acct: EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 4,000,325 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 15,779 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 77,328 187,473 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 16,906 80,883 2. Receivables from Federal sources....... -786 3,021 B. Change in unfilled customer orders: 1. Advance received....................... -15,923 12,749 2. Without advance from Federal sources... -556 -11,157 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 42,218 76,562 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -26,664 -26,664 B. Enacted rescissions of PY balances........ -14,866 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 92,523 4,324,106 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 7,360 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: National Science Foundation Bureau: AGENCY TOTAL Acct: OMB Acct: 422- - Tres Acct: EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 9,675 3,990,941 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 24 86,115 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 131,266 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ 13,304 B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 82,825 102,482 11. Total Status Of Budgetary Resources.......... 92,523 4,324,106 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,461,539 4,217,156 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -172 -3,997 B. Unfilled customer orders 1. Federal sources without advance........ -27 -6,440 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 499,179 4,390,162 D. Accounts payable.......................... 31,038 265,155 15. Outlays: A. Disbursements (+)......................... 900,345 3,580,905 B. Collections (-)........................... -983 -93,631