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Appendix D: Examples of Successful Research-Policy or
Research-Services Linkages Submitted by Agencies
Bureau of the Census/Housing and Household Economic
Statistics Division
- Poverty: The Urban Institute's analysis of the effect of
the welfare reform bill (Personal Responsibility and Work
Opportunity Reconciliation Act of 1996) was based on the
Census Bureau's March Income Supplement to the Current
Population Survey (CPS). The official poverty statistics
published annually by the Census Bureau, based on the March
CPS, are among the Federal Government's most widely quoted
indicators of children's well-being. These data have
recently been supplemented with SIPP data (Survey of Income
and Program Participation) showing that children make up a
large percentage of the long-term poor (those who remain in
poverty for every month of a two-year period).
- Health Insurance Coverage: Health insurance coverage of
children is a major concern. Recently, researchers at the
RAND Corporation used the SIPP data to examine the effect of
the Kassebaum-Kennedy Health Care Reform bill on health
insurance premiums, which RAND found to be minor. This
research was cited as one of the reasons behind the bill's
final passage.
- Child Support: Child support data collected in the CPS and
SIPP are used by the Office of Child Support Enforcement in
HHS to track the effectiveness of child support collection
and enforcement efforts and to gauge whether proposed new
child support enforcement efforts will be successful. This
measure will continue to gain importance with the passage of
the Personal Responsibility and Work Opportunity
Reconciliation Act of 1996, which seeks to improve
enforcement of child support from absent parents.
- Disability: SIPP is one of few national databases with a
comprehensive set of questions on children's disability
status. This data is used to examine the economic resources
of families with disabled children in order to evaluate SSI.
- Child Care: HHS used SIPP data showing costs and
distribution of types of child care of working mothers by
income, poverty status, and marital status to form their
recommendations to the White House of child care costs
required by welfare reform.
Centers for Disease Control and Prevention/
Agency for Toxic Substances and Disease Registry
Research-Policy Linkages
- Preventing Perinatal HIV Transmission: Over the past two
decades, perinatal transmission of human immunodeficiency
virus (HIV) has infected over 15,000 children and claimed
over 3,000 lives. In February 1994, NIH announced the
interim results of AIDS Clinical Trials Group Protocol 076
(ACTG 076) demonstrating that zidovudine (ZDV) administered
to a group of HIV-infected women during pregnancy and labor
and to their newborns reduced the risk for perinatal HIV
transmission by two-thirds.
As a result of NIH's 1994 findings on ZDV therapy on
pregnant women, CDC led a multi-faceted campaign, along with
public and private health organizations, community groups
and individuals, to translate the ACTG 076 results into
effective prevention measures. Although the concept of
using a drug to prevent HIV transmission is simple,
implementing an effective prevention program based on this
intervention requires many steps. First, standard practice
guidelines must be developed, institutional procedures must
be established, and providers and staff must be trained
about HIV counseling and testing and about using ZDV therapy
for HIV-infected women and their children. Maximizing the
use of this intervention by HIV-infected women requires that
all pregnant women have access to prenatal care, and that
they be offered HIV counseling and voluntary testing. In
addition to ZDV therapy, pregnant women infected with HIV
must also be provided access to other important medical,
social, and psychological services needed for their own
health. Finally, to maximize the benefit of these
prevention programs, surveillance and evaluation studies are
needed to assess their impact and determine how they can be
improved.
Many organizations have already begun steps toward
developing, implementing, and evaluating perinatal HIV
prevention programs. A U.S. Public Health Service (USPHS)
task force led by NIH and CDC published guidelines for HIV
counseling and voluntary testing for pregnant women and for
the use of ZDV to prevent perinatal HIV transmission.
Several professional medical organizations have adopted
policies in support of these guidelines. The U.S. Congress
and many State legislatures are considering or have passed
laws promoting HIV counseling and testing of pregnant women,
including legislation passed in several States requiring
that HIV testing be offered to all pregnant women. The
Health Care Financing Administration has required State
Medicaid programs to cover the cost of ZDV to prevent
perinatal transmission and has also encouraged States to
cover the costs of HIV counseling, education, and voluntary
testing for Medicaid-eligible pregnant women. The Health
Resources and Services Administration has disseminated
guidance to sites funded by the Ryan White CARE Act
regarding implementation of strategies to reduce perinatal
transmission. Conferences and other continuing medical
education activities are training public and private
health-care providers in the skills required to implement
perinatal HIV prevention programs. Ongoing educational
efforts are under way to encourage pregnant women to seek
HIV testing and to provide information for HIV-infected
pregnant women to make informed decisions about using ZDV.
Even in the midst of these activities, findings from early
evaluations are providing valuable feedback on the progress
and impact of the strategies to implement perinatal HIV
prevention recommendations in different populations. For
example, in North Carolina, of the identified children who
were born after the State adopted the ZDV guidelines in
1994, 75 percent of their mothers used ZDV during pregnancy
or at delivery. They further estimated that the risk for
perinatal HIV transmission declined statewide from 21
percent in 1993 to 9 percent in 1994.
- Birth Defects Prevention: Each year, 2,500 to 3,000 infants
are born with neural tube defects (NTD) caused by incomplete
closing of the spine. A CDC study providing further
evidence that folic acid (a B vitamin) prevents neural tube
defects led to a USPHS recommendation that all women of
reproductive age should consume 0.4 mg of folic acid daily.
Recently, the FDA ruled that all enriched grain products
include folic acid at the level of 140 mcg per 100 grams of
grain.
- Injury Prevention: Head injuries are involved in 62 percent
of bicycle-related deaths. CDC-funded research showed that
bicycle helmets reduce the risk of head injury by 80
percent. Sixteen States now have statewide laws requiring
use of helmets, and laws have been introduced or are pending
in several others. In a joint Oregon-CDC evaluation it was
shown that helmet use among children in Oregon went from 25
percent before the law to 49 percent afterward, and
bicycle-related head injuries declined 47 percent for
children under 10 years and 37 percent for children ages 10
to 15. In Georgia, the self-reported helmet use rate
increased from 33 percent to 52 percent after the law took
effect. This led to a new objective in Healthy Community
2000, urging all 50 States to pass such legislation.
In another example, the potential for injuries associated
with three-wheeled all-terrain vehicles (ATVs) was first
identified by CDC researchers studying the problem in
Alaska. Subsequently, the U.S. Consumer Product Safety
Commission (in its role as a regulatory agency) reviewed the
issue, determined that such vehicles were fundamentally
unsafe, and banned their sale.
- Lead Poisoning Prevention: In consultation with EPA and
CDC, ATSDR conducted a study of the national extent of child
lead poisoning. A Federal ad hoc panel was established and
nationally recognized experts in toxicology and epidemiology
were convened to conduct and oversee the study. States,
Federal agencies, and other organizations contributed data
on the extent of childhood lead poisoning, effects of lead
on children, and sources of exposure.
The report was transmitted to the Congress, through HHS, and
to the Committee to Coordinate Environmental Health and
Related Programs for the purpose of coordinating research
and public health recommendations contained in the report. A
substantial re-examination, and lowering to 10 ?g/dl, of the
national standard for blood lead levels in children was
conducted by CDC and implemented in a national public health
initiative. ATSDR launched multiple studies to document lead
exposure and adverse effects in children living near
lead-contaminated sites.
In addition, CDC established the National Childhood Lead
Surveillance database. Data from these data surveillance
systems are being used to estimate the number of children
with elevated blood lead levels, target resources, direct
screening activities and assess the effectiveness of
intervention efforts. The National Health and Nutritional
Examination Survey (NHANES), conducted by CDC, demonstrated
that from 1976 through 1991, the number of children ages one
to five years with blood lead levels higher than 10
micrograms per deciliter decreased from 88 percent to about
9 percent, due in part to the removal of lead from gasoline.
NHANES III data indicate where the remaining blood lead
poisoning problem continues to be of major public health
concern among urban, minority, and low-income children and
are being used to target prevention efforts.
- Youth Risk Behavior: The Youth Risk Behavior Surveillance
System (YRBSS) was developed to monitor priority health-risk
behaviors that contribute to the leading causes of
mortality, morbidity, and social problems among youth and
adults in the United States. The YRBSS monitors six
categories of behaviors: (1) behaviors that contribute to
unintentional and intentional injuries; (2) tobacco use; (3)
alcohol and other drug use; (4) sexual behaviors that
contribute to unintended pregnancy and sexually transmitted
disease, including HIV infection; (5) dietary behaviors; and
(6) physical activity.
Data from the YRBSS are being used to (1) monitor progress
in achieving 26 national health objectives for the year
2000, (2) monitor progress in achieving 28 Healthy Community
2000 model standards, (3) monitor progress in achieving
National Education Goal 7 -- Safe, Disciplined, and Drug-
Free Schools, (4) monitor progress in achieving measures of
success for the American Cancer Society's comprehensive
school health initiative, (5) focus school health education
teacher training and instructional programs, and (6) support
comprehensive school health programs nationwide.
- Guidelines for Effective School Health Programs:
CDC is
developing guidelines to assist school-policy and decision-
makers, school personnel, and others in planning,
implementing, and evaluating programs that address specific
health-risk behavior priority areas. Over the last two
decades, there has been a growing body of controlled trials
showing that well-designed school health programs can lead
to improvement in a variety of health behaviors.
Development of these guidelines includes an exhaustive
review of published research and exemplary practice as well
as collaboration with academic experts and national,
Federal, and voluntary organizations with an interest in
child and adolescent health. The guidelines include
specific recommendations to help States, districts, and
schools implement health promotion programs and policies
that have been found to be most effective in promoting
healthy behaviors. Recommendations cover topics such as
policy development, curriculum development and selection,
instructional strategies, staff training, family and
community involvement, evaluation, and linkages between
different components of the comprehensive school health
program.
- Tobacco Control - Implementation of the Synar Rule:
The
Synar rule, which implements Section 1926 of the Public
Health Service Act, is putting research into practice,
acting on the knowledge that about 3,000 young people under
the age of 18 begin smoking every day and that 1,000 of them
will eventually die of tobacco-related illnesses. The rule
requires each State to have in place and to enforce state
laws prohibiting the sale or distribution of tobacco
products to individuals under the age of 18. Recent data
from the Monitoring the Future Survey indicate significant
increases in smoking among American youth. Limiting youth
access to tobacco is one of many strategies necessary to
reduce youth tobacco use.
In addition, research has shown that, in the past, state
enforcement efforts to prevent access to tobacco by minors
were limited. The Inspector General determined that in 1992
only two of the 50 States reported having statewide
enforcement strategies. Strong state enforcement of tobacco
access laws is a major component of a comprehensive approach
to preventing tobacco use among youth, and the Synar rule
requires such enforcement. Ultimately, the Synar rule takes
the knowledge of youth consumption trends and applies it to
reducing the supply of tobacco products to young people.
- Tobacco Control - Implementation of Goals 2000: The Pro-
Children Act: Studies have shown that children exposed to
secondhand smoke are more likely to have middle-ear disease,
reduced lung function, and symptoms of respiratory
irritation such as cough, phlegm, and wheeze. Exposures to
secondhand smoke causes 150,000 to 300,000 lower respiratory
tract infections in U.S. infants and children younger than
18 months, resulting in 7,500 to 15,000 hospitalizations a
year. Exposure to secondhand smoke has also been directly
linked to Sudden Infant Death Syndrome (SIDS), the major
cause of death in infants between one month and one year of
age. Such research helped educate the Congress about the
health effects of secondhand smoke in infants, children, and
youth and led to the Pro-Children Act, enacted in 1994.
HHS worked collaboratively with the Department of Education
(ED) and the Department of Agriculture (USDA) to implement
the Pro-Children Act, which prohibits smoking in facilities
(in some cases portions of facilities) in which certain
Federally funded children's services are provided on a
routine or regular basis. The law applies to practically
all elementary and secondary education and library
facilities, day care centers, certain health care services
to children, the WIC Program, and the Head Start program.
Implementation of this law will prevent youth exposure to
secondhand smoke outside the home in a variety of settings
to help prevent the health effects of secondhand smoke that
research has shown.
- Preventing Youth Injuries from Paper Balers:
Because of the
risk for severe injury or death associated with loading
cardboard boxes into paper balers, Federal child labor law
prohibited 16- and 17-year-old workers from performing this
task. Recently the grocery industry lobbied to change this
law on the basis that new safety features have been added to
paper balers since 1954 when this legislation was passed.
But questions still remained as to whether these safety
features are present in all balers, and whether allowing
youths to load balers that meet specific safety requirements
could lead to youths loading balers that are not properly
equipped. To assist in this policy debate, CDC provided
epidemiologic data on youth fatalities associated with paper
balers; engineering evaluation data on machines in use; and
hosted a meeting bringing together divergent perspectives.
This information affected the paper baler legislation
recently signed by President Clinton. The new law includes
mandates that injuries or fatalities to minors resulting
from contact with balers be reported to the Department of
Labor (DOL). NIOSH is also providing technical assistance
to the DOL in the development of materials for employers to
help determine whether balers meet safety requirements
mandated in the legislation, and in the collection of data
on any resultant injuries.
Research-Services Linkages
- School Health Education - Research to Classroom Project: In the Research to Classroom Project, the CDC identifies
curricula that have credible evidence of reducing health --
risk behaviors among youth, and then ensures that the
interventions, including training, are available nationwide
for those interested in using them. However, CDC does not
endorse curricula -- schools decide what curricula best meet
their students' needs. Identified curricula must have
undergone evaluation against a control or comparison group.
Findings must have included reductions in risk behaviors
(not merely knowledge or attitude changes) at a follow-up
measurement at least four weeks after the intervention. To
be selected, a report of the evaluation study must have been
published in a peer reviewed journal, and a set of external
evaluation experts and a set of program experts must have
determined that the findings were solid and that the
intervention could be generally applied.
Since the project was initiated in 1992, at least one person
from 51 of 57 States and territories has been trained as a
master trainer on one or more of the identified curricula,
and more than 3370 teachers have received training.
- Occupational Injury Prevention - Hazard Alert on "Preventing
Deaths and Injuries of Adolescent Workers": Every year,
approximately 70 youths are killed and another 64,000
require treatment in emergency rooms for work-related
injuries. CDC published a Hazard Alert and a one-page fact
sheet to inform employers, teens, their parents, teachers
and other decision-makers of the risk for job injuries among
adolescents. The fact sheet has been distributed to every
high school principal in the United States, and has been
inserted in some high school report cards and signed work
permits, incorporated into occupational safety and health
training and education in schools, and used as a training
reference by employers of adolescents.
- Occupational Injury Prevention - "Work Safe This Summer"
Campaign: In May 1996, Secretary of Labor Robert Reich
launched a national campaign to promote safe employment of
teenagers. This campaign features recommendations for
reducing occupational injuries and NIOSH data describing the
magnitude, patterns and risk of injuries to working children
and adolescents.
- Development of a Neurobehavioral Test Battery for
Children: A series of consultations was held with nationally
recognized experts in pediatrics, child psychology,
neuropsychology, neurotoxicology, and early education. A
battery of screening tests to assess neurobehavioral
function in children as young as one year of age was
field-tested and adopted. As a result, an operations
manual, detailing ATSDR's Pediatric Environmental
Neurobehavioral Test Battery was released in FY 1996 and
made available for studies of children, ranging from one
through 16 years of age, who may be exposed to neurotoxic
substances in the environment.
Consumer Product Safety Commission
- Preventing Infant Suffocation: In late
1990, several infant
deaths were associated with the use of infant bean bag
cushions. Most of the infants who died on the infant
cushions had been diagnosed as having SIDS, although they
were found with their faces buried straight down into a
product that molded around their heads. Medical experts in
SIDS at St. Louis University tested the cushions and
concluded that the deaths were likely due to rebreathing of
lethal levels of carbon dioxide (CO2) trapped in the infant
cushions. The CPSC worked with manufacturers to recall
infant bean bag cushions in early 1991 and banned them in
June 1992. There were 35 infant deaths associated with
these cushions.
Further research into SIDS deaths by CPSC staff showed that
rebreathing CO2 trapped in soft bedding may contribute to
the deaths of as many as 30 percent of the infants initially
diagnosed as having SIDS. Study results showed that infants
who died with their nose and mouth covered by soft bedding
were more likely to be sleeping on their stomachs on top of
pillows, comforters, and other soft bedding. CPSC worked
with the American Academy of Pediatrics, the National
Institute of Child Health and Human Development, and the
SIDS Alliance to promote side and back sleeping positions
for infants, and to warn against the dangers of soft
bedding.
- Child-Resistant Packaging: For more
than two decades, CPSC
has enforced the Poison Prevention Packaging Act (PPPA) that
requires child-resistant packaging for various drugs and
household products. A CPSC economist recently published an
article in JAMA that underlined the importance of child-
resistant packaging. He calculated that the death rate from
poisonings by drugs and household products dropped by 45
percent since 1974. This translates into 460 lives saved
from 1974 to 1992.
To address the poisonings that still occur, last year, CPSC
revised the regulations to ensure that the packaging is both
child-resistant and "adult-friendly." This is accomplished
by testing the packaging with both children under age five
and with adults ages 50 to 70. The new packaging is already
on the market and will continue to be phased in over the
next year-and-a-half. It is hoped that if packaging is
easier to use, adults will not defeat the child resistant
packaging, leave the packages open, or request non child-
resistant packaging.
- Baby Walkers: Baby walkers account for
more injuries
annually for young children than any other nursery product.
About 25,500 children under 17 months of age are treated
each year in hospital emergency rooms for walker-related
injuries. A recent CPSC study indicated that 83 percent of
the incidents involve children falling down stairs or
between levels in baby walkers. CPSC worked with ASTM, a
voluntary standards organization, to develop a voluntary
performance requirement that would result in modified
designs of baby walkers. These new baby walkers will have
to stop on a top step or be too large to fit through a
basement doorway. The final voluntary requirement, expected
to be published by the end of 1996, could result in
substantial reductions in the number of walker-related
injuries.
- Child-Resistant Cigarette Lighters: Each
year, an estimated
average of 150 deaths, 1,100 injuries, and 5,600 residential
structure fires have resulted from children under age five
playing with cigarette lighters. CPSC worked cooperatively
with industry to develop a test method that evaluates the
ability of children under five years old to operate
disposable lighters. With industry support, CPSC passed a
mandatory rule, effective in 1994, that required that most
lighters be child resistant. This should result in fewer
deaths, injuries and residential fires.
- Lead in Miniblinds: Childhood
poisoning from lead is still
a problem. Approximately 0.9 million children between the
ages of one and five continue to have blood lead levels that
are of concern. In children, lead poisoning can cause
irreversible brain damage, delay mental and physical growth,
and cause behavior and learning problems.
Because consumers cannot determine the amount of lead in the
dust on their blinds, CPSC recently advised parents with
young children to remove these vinyl miniblinds from their
homes. CPSC also asked the Window Covering Safety Council,
which represents the industry, to immediately change the way
it produces vinyl miniblinds by removing the added lead.
Manufacturers have agreed, and new miniblinds without added
lead are now available in stores.
- Window Pull-Cords and Strangulations:
Since 1981, over 180
cases in which children have been strangled by window cords
have been reported, or about one death per month. In about
half these cases, children between eight months and four
years old were found hanging in the loop of the cords. In
other cases, children were found with pull cords wrapped
around their necks. The younger children who died, usually
between eight and 23 months old, were often in cribs that
were placed near the window cords. The older children,
typically between two-and-a-half and four years old, usually
strangled in cords when they climbed on furniture near
windows.
CPSC met with the industry Window Covering Safety Council to
find ways to remove this hazard. Manufacturers have now
eliminated the loop on all new two-corded horizontal blinds.
In addition, CPSC is working with industry to develop a
voluntary standard for window covering pull cords that will
address this hazard.
- Drawstrings on Children's Clothing:
Since 1985, CPSC has
received reports of 17 deaths and 42 non-fatal incidents
caused by drawstrings from the hoods and necks of children's
jackets catching on such things as playground equipment and
cribs. CPSC worked with children's clothing manufacturers
to address this issue. Within months, the industry
voluntarily agreed to redesign children's sweatshirts and
jackets without the hazardous drawstrings at the hoods and
necks. Today, most of this type of children's clothing in
this country is sold without drawstrings.
- Bike Helmets: Each year about 300
children are killed and
400,000 go to hospital emergency rooms because of bike-
related incidents. Many of these injuries, and most of the
serious ones, are to the head. Helmets can reduce the risk
of head injury by up to 85 percent. CPSC is working on a
new standard for bike helmets.
- Playgrounds: Each year, about 200,000
children are injured
seriously enough on playgrounds to go to hospital emergency
rooms. About 20,000 children under age five go to hospital
emergency rooms for home playground injuries. About another
35,000 children under age five go to hospital emergency
rooms for public playground injuries. CPSC has worked with
industry on voluntary safety standards for both home and
public playground equipment.
CPSC has also published a "Handbook for Public Playground
Safety" that includes guidelines for safe playgrounds.
Among other measures, CPSC emphasizes the need for
protective surfaces for playgrounds. Such surfaces can
break the falls that account for up to 75 percent of
playground injuries to children.
National Highway Traffic Safety Administration
Motor vehicle crashes are the leading cause of death for every
age 5-27. Below are several illustrations of how research
conducted under the auspices of the National Highway Traffic
Safety Administration (NHTSA) has influenced and directed policy
decisions and service delivery.
Research-Policy Linkages
- Federal Motor Vehicle Safety Standard for Child Safety
Seats: NHTSA's child safety program is focused on
protecting children under age five from injuries in motor
vehicle crashes. Child safety seats are used to transport
children in vehicles. Early laboratory research with
dummies in sleds identified the characteristics of a safe
child seat. The results of this research led to the
implementation of Federal Motor Vehicle Safety Standard
(FMVSS) 213 which sets forth the requirements manufacturers
must follow for child restraint systems used in motor
vehicles and aircraft. As a result, child safety seats have
been effective in reducing injury to children.
- Children and Air Bags: While air
bags are effective for
adults and saved almost 500 lives in 1996 alone, the story
is very different for children. To date, 32 children have
suffered fatal injuries due to the activated passenger air
bag. NHTSA required air bag warnings to be placed on the
automobile visor; however, research showed that these
warning labels were not noticed or understood. Focus group
research provided information on effective warning labels
(e.g., size, color, location, message) that parents would
notice and read. This information was incorporated into a
rule which will require manufacturers to install the new
labels starting in May 1997. Other rulemaking is also under
way to reduce airbags' power by 20 to 35 percent which will
reduce the risk of airbag injury to children. These
improvements are being made through changes to Federal
airbag requirements (FMVSS 208).
- Zero Tolerance: Research has shown
that zero tolerance laws
reduce single vehicle nighttime fatal crashes among drivers
under the age of 21. A "zero tolerance" law sets a blood
alcohol concentration (BAC) level of .02 or less for drivers
under age 21. Such laws are called zero tolerance because a
driver is likely to exceed a .02 BAC limit after only one
beer or other alcoholic drink. These research results were
influential in the passage of zero tolerance laws in 37
States and the District of Columbia. They also were
influential in the enactment of a Federal zero tolerance
requirement in the National Highway System Designation Act
of 1995. Under this law, States without a zero tolerance
law will lose highway construction funds.
- Model Ice Cream Vendor Ordinance: In
the early 1970s, NHTSA
noticed that there was considerable casualties occurred
around ice cream vending trucks. NHTSA conducted research
to determine how best to address this problem. The research
resulted in a model ice cream vendor ordinance which
stipulated that those vehicles bear specific markings and
signage and that they use certain routes. Subsequent
testing showed these interventions to be highly effective.
Research-Services Linkages
- Better Targeted Programs: Data show
that young male pickup
truck drivers have low safety belt usage. Recent research
has provided information on effective messages and delivery
mechanisms to reach this audience. Results from the
research have been incorporated into public information and
education materials targeted at young male pickup truck
drivers.
- Enforcement of Underage Impaired Driving Laws:
Data
indicated that the rates at which young drivers were being
arrested for driving under the influence (DUI) of alcohol
were far lower than the involvement of young drivers in
alcohol-related crashes. Subsequent research then showed
that DUI enforcement patrol tactics targeted adult drinking
drivers, and overlooked young drivers, where drinking and
driving patterns differed from those of adults. Training
was initiated to inform police officers of the differences
in youth drinking and driving behavior and to provide
guidance on changing patrol tactics to apprehend youthful
drinking drivers.
National Institutes of Health - National Institute of
Environmental Health Sciences (NIEHS)
- Air Pollution: NIEHS funded long-term
studies on effects of air pollution on human health that
showed an association
between chronic exposure to acid aerosols and respiratory
symptoms in children. These findings have been pivotal in
development of EPA guidelines for sulfur dioxide and
particulate matter emissions.
- PCBs: NIEHS research has shown that
nursing infants are
exposed to PCBs via their mother's milk and that children
and mothers can be exposed to PCBs from eating fish that
have accumulated PCBs in their tissues. Based on this
research, California health laws have defined PCBs as a
reproductive health hazard, and New York has issued health
advisories for nursing mothers who consume contaminated
fish.
- Children's Environmental Health Network:
NIEHS is one of
several governmental agencies that supports the Children's
Environmental Health Network. This effort has helped to
establish an infrastructure to communicate environmental
health policy, research and education among the network's
governmental and non-governmental organizations.
National Institutes of Heath - National Institute
of Child Health and Human Development (NICHD)
- The NICHD Family and Child Well-Being Research
Network: NICHD established this multi-disciplinary
network to enable
researchers to do policy-relevant research and to
collaborate directly with policy researchers. There are
several examples of how the Network has empowered the
university research community to act proactively and engage
in a policy-relevant project.
The Network has published a paper on new indicators of
family and child well-being and co-sponsored a conference
with the Institute for Research on Poverty (University of
Wisconsin) to examine the state-of-the-art regarding welfare
reform. This conference was held at NIH and led to the ASPE
report on child well-being. The Network also budgeted
resources to help the work of the Interagency Federal Forum
on Child and Family Statistics, which has put together a
short list of the most important indicators of child well-
being that are under consideration for formal recognition as
an authoritative series of government indicators.
The Network also worked with the Census Bureau for three
years to design the Survey of Program Dynamics (SPD). The
Network enabled the scientific community to invest resources
into the SPD design, which has enhanced the study's
credibility. As a result, the new welfare legislation funds
the SPD for six years, making it an important national
source of data for evaluating welfare reform.
The Network has enabled researchers to undertake other
similar projects useful to the policy arms of Government and
led to a good working relationship with ASPE and the
Administration for Children and Families (ACF) of HHS to
help address issues related to welfare reform. ASPE and ACF
have now joined forces with the Network to develop better
indicators of family and child well-being and to help design
state-based evaluations of welfare reform that can work in
harmony with the SPD.
- Learning Disability: Children who do not learn to read
constitute approximately 17 percent of the population and
comprise over 50 percent of the special education
population. Thirty-five percent of children with learning
disabilities in reading drop out of school, a rate twice
that of their classmates. Further, at least half of
juvenile delinquents manifest some type of learning
disability. In response to the significant deleterious
impact that learning disabilities have on the development of
the child, NICHD supported research to develop a diagnostic
battery of assessment measures that predict children's
reading performance. On the basis of these predictions,
several NICHD prevention and early intervention sites are
now under way and have demonstrated that reading disability
can be prevented if intense and direct interventions take
place in kindergarten and first grade. These findings were
underscored by other NICHD research showing that 75 percent
of learning disabled children who are not identified and
provided with intervention by age nine will remain disabled
through high school. These findings have been presented to
the White House Interagency Committee on Learning
Disabilities (an arm of the Domestic Policy Council).
- Child support: NICHD has used USDA
data to create family
equivalence scales that, in turn, result in child support
schedules. NICHD researchers have explored which types of
people pay child support, how custody affects child support,
and the role child support plays in children's well-being.
- Adolescent Health: NICHD, with funding
from 10 NIH program
offices and components and other Public Health Services
agencies, is conducting the National Longitudinal Study of
Adolescent Health. The goal of the study is to better
understand the factors that promote good health among young
people and to explore those factors that place youth at
risk. Data is being shared with researchers, program
planners, parents, educators, and health care providers
across the country.
Office of National Drug Control Policy (ONDCP)
- Alcohol and Drug Use: Survey and
other research by Federal
agencies and private organizations provides convincing
evidence that early first use of alcohol or tobacco is
strongly correlated with later use of illegal substances.
Children who smoke cigarettes are 12 times more likely to
use marijuana and 19 times more likely to use cocaine.
Such knowledge has been instrumental in shaping numerous
Federal policies and programs. Many substance abuse
prevention strategies are now oriented toward elementary and
middle school youth. The research has been cited in
testimony, budget justifications, and public information and
educational initiatives.
- Link Between Drugs and Violence:
Understanding of the
strong link between drugs and violence was a major impetus
for modifying the Drug Free Schools and Communities Act to
the Safe and Drug-Free Schools and Communities Act (Title
IV).
- Drug Data Evaluation and Interagency Coordination Working
Group: ONDCP is also part of a Drug Data Evaluation and
Interagency Coordination Working Group that includes
representatives from about 20 Federal departments and
agencies involved with drug issues. During its first year,
the Subcommittee developed an inventory of drug-related
information systems and data sets; produced a report,
Federal Drug-Related Data Needs Assessment; and consulted
with public- and private-sector drug research experts
concerning drug data and policy issues.
U.S. Department of Agriculture
USDA is the Federal Government's lead agency for human nutrition
research, and is responsible for assuring and monitoring the
nutritional health of all Americans through nutrition research.
The Agricultural Research Service (ARS) in the Research,
Education, and Economics (REE) mission area of USDA conducts an
integrated program of human nutrition research that provides a
vital link to the interdisciplinary food and agricultural
sciences programs of REE agencies. The ARS has six Human
Nutrition Research Centers nationwide, staffed by a cadre of
renowned scientists with expertise in nutrition, in areas that
cover the spectrum of the human life cycle. Two of these centers
are targeted to research on the specific needs of children: the
Children's Nutrition Research Center in Houston, Texas, and the
Arkansas Children's Nutrition Research Center in Little Rock.
The ARS also serves as the USDA leader and liaison for the
mandatory review every five years of the Dietary Guidelines for
Americans, the Federal policy document for all nutrition
information and education materials produced by the Federal
Government. ARS research is critical to the development of these
guidelines. ARS also conducts nationwide surveys of food
consumption by Americans, the data from which are used to support
development of food and nutrition policies within USDA. Food
consumption data is also used by other Federal agencies that form
policy. These agencies include EPA and HHS.
USDA relies heavily on scientific research to formulate policy
related to providing Americans with a healthful and abundant food
supply; in other words, research affects USDA's food and
nutrition policies. In December 1994, the Center for Nutrition
Policy and Promotion (CNPP) was created to facilitate the link
between research and the dietary and socioeconomic needs of the
consumer. CNPP has used research in the following ways:
- Research on food and nutrient consumption helped determine
which foods must be fortified with folate to prevent birth
defects. It published the Dietary Guidelines for Americans
every five years to promote healthful diet for individuals
over the age of two years.
- Research on the cost of raising children is used to publish
an annual report, "Expenditure on Children by Families,"
that estimates food and other expenditures incurred by
parents of different economic levels. States use this
report to help establish child support guidelines and foster
care payments. These guidelines affect millions of
youngsters involved in child custody and support cases.
- Research on how maternal nutrition affects the health of
infants can have a direct impact on nutritional policies for
pregnant women in economically vulnerable groups.
Research related to food assistance and other nutrition programs
also results in policy evaluation, often leading to much-needed
improvements. For example, CNPP is responsible for the
development of USDA food plans, including the Thrifty Food Plan
(TFP), which serves as the nutritional basis for Food Stamp
benefit level. TFP specifies quantities of different types of
food that households may use to provide nutritious meals and
snacks at relatively low cost. State-of-the-art nutrition and
economic modeling is used periodically to revise the TFP, which
affects millions of American adults and their children.
U.S. Department of Education
Research-Services Linkages
- Success for All: Building on Research to Improve
Learning:
One of the best known programs for whole school reform is
Success for All, a comprehensive school-wide restructuring
program designed to ensure that all children are successful
in basic skills, particularly reading, the first time they
are taught. Success for All draws from research to
determine effective ways of improving reading and writing
instruction, building family support for education, and
helping teachers and other staff members implement the
program. Components of the instructional program include
one-on-one tutoring by certified teachers; regular
assessments to determine whether students are making
adequate progress and to suggest alternative teaching
strategies; and an early reading program that uses regular
storybooks supported by careful instruction that focuses on
phonetic awareness, auditory discrimination, and sound-
blending.
Success for All programs are being implemented in 28 States
across the Nation. In Houston, Texas, the program is being
"scaled up" to 74 elementary schools. Implementation funds
come from the Texas Education Agency, with the district and
participating schools providing continuing support primarily
through reallocation of Title I and special education
resources.
- Family Connections-A Tool for Parent Involvement in the
Education of Young Children: Research has repeatedly shown
that parent involvement is critical to children's learning.
The Appalachia Educational Laboratory built on the research
base to develop practical ways of increasing parental
involvement to support young children's reading. A series
of 30 four-page weekly guides for home use includes messages
to parents on reading aloud, effective discipline
strategies, learning through play, and appropriate learning
activities for parents and other family members to do with
young children. The series was first tested in Kentucky in
1992 and subsequently used in Virginia, West Virginia,
Mississippi, Oklahoma, New York, and Tennessee.
- Teaching Cases: New Approaches to the Pedagogy of Teacher
Education and Staff Development: The Far West Laboratory
for Educational Research and Development has drawn on the
work of Bruner, Resnick, Sprio, Shone and others to develop
case-based approaches for teacher preparation and staff
development that connect general principles with the demands
of real-world educational situations. Approaches include
case analysis, case writing, and case discussion that help
teachers develop new skills, deepen their knowledge of
subject matter, and acquire needed sensitivities to children
of diverse backgrounds and cultures.
- Center for Research on Teacher Learning:
Research findings
resulting from work at the Center for Research on Teacher
Learning are providing a framework for Kentucky's school
reform (KERA) relating to teacher development. In order for
the goals of KERA to be realized, it became obvious that
teachers must be supported as they learn new teaching
practices and assume new roles in school governance. The
research of the Center is being applied to the policy and
budgetary decisions about what teachers need in order to
help students meet the State's new learning goals.
Understanding of what is required in making significant
change go as far beyond surface and trivial teacher
workshops for new strategies. Researchers are partners with
policymakers and practitioners in identifying and, it is
hoped, implementing the conditions for successful reform.
OFFICE OF SPECIAL EDUCATION PROGRAMS (OSEP)
Over time, researchers have demonstrated not only how to assess
the progress of individual students, but also how to analyze each
student's learning environment (e.g., factors at school, in the
home, and in the community) that can significantly influence
educational outcomes. These and other advances in research have
contributed to development and validation of innovative
approaches to education that result in improved learning and
increased independence among infants, toddlers, children, and
youth with disabilities.
Research-Policy Linkages
- Pre-referral Services Projects: Projects
such as those
conducted by OSEP researcher Tanis Bryan (University of
Illinois-Chicago) have helped schools reduce the number of
children referred to special education programs and services.
Local schools using pre-referral services form collaborative
teams of special educators and general educators. Team
members identify, observe, and assess children who are
experiencing difficulty learning in their general education
classrooms. The team then develops and implements alternative
instructional strategies that seek to address each child's
individual academic and social problems. Teachers employ
these strategies with the child in general education
classrooms -- before (not after) referral to special education
becomes necessary. Pilot pre-referral services projects have
reduced rates of special education referrals by 30-50 percent
in three States (California, Kansas, and North Carolina).
Based on these positive results, pre-referral services are now
required in 27 States.
- Transition Services Projects: Projects
such as those
conducted by OSEP researcher Philip Ferguson (University of
Oregon), help prepare youths with disabilities for employment
after high school. In the 1980s, OSEP transition projects
provided States and localities with information about
effective transition programs. For example, OSEP researchers
have shown that the key features of successful programs
include (a) involving the students themselves in making
choices about their own post-school jobs, (b) providing
opportunities for work and "on-the-job" experience while the
students are in high school, and c creating local networks of
families, peers, and employers who can provide ongoing support
after the students finish high school. States and localities
are currently using these proven practices to plan for
successful transitions for all youth with disabilities.
Transition plans for students with disabilities, many of which
are modeled after proven practices, are now required in each
of the 50 States.
- Early Identification Projects: Projects
such as those
conducted by OSEP researcher Keith Scott (University of
Miami), have demonstrated proven techniques to determine which
children need early intervention. Early identification is a
continuous process that involves (a) screening children to
identify who to refer for additional evaluation and (b)
clinically assessing referred children to identify their
individual needs for services. OSEP research shows that these
procedures are effective in identifying not only infants and
toddlers with severe disabilities but also young children at
risk for developmental delays. These techniques are widely
used, as shown by the fact that "child find" systems for early
identification are now required in each of the 50 States.
- Family-Based Services Projects: Projects
such as those
conducted by OSEP researchers Carl Dunst (Allegheny-Singer
Research Institute, Pittsburgh, Pennsylvania), demonstrate
proven strategies to empower parents to actively support their
child's growth and development. OSEP-funded research suggests
not only the importance of family involvement but also
effective strategies for working with families of young
children with disabilities. For example, when a young child
needs services from different local agencies, it is often
necessary to help families learn how to assess and effectively
coordinate the delivery of these services. Individual Family
Service Plans, many of which reflect these proven practices,
are now required for all young children with disabilities who
receive Federally supported early-intervention programs and
services.
Research-Services Linkages
- Curriculum-Based Measurement (CBM) Projects:
Projects such
as those conducted by OSEP researchers Lynn and Douglas
Fuchs (Vanderbilt University), help teachers learn how to
adjust their instruction to improve educational outcomes for
students with learning disabilities. Teachers using CBM ask
their students to answer questions that assess their
comprehension of a short passage in reading or their skill
at solving word problems in mathematics; the tests are
administered on a weekly or semi-monthly basis throughout
the school year. OSEP-funded research demonstrates how
teachers can use CBM results to identify students who would
benefit from more time to complete their assignments or from
cooperative reviews of their lessons with peers. These
proven practices are changing how children with disabilities
are assessed all across the country. Title I programs in
Nashville Public Schools have adopted this practice. SEAs
are using CBM practices in Colorado, Iowa, Kansas, and
Nebraska. In addition, LEAs are using this practice in
California, Illinois, Kansas, Iowa, Minnesota, Nebraska,
Oregon, and Tennessee.
- Critical Thinking Skills Projects:
Projects such as those
conducted by OSEP researcher Donald Deshler (University of
Kansas), have helped middle school and high school students
with learning disabilities develop the complex learning
strategies needed for tomorrow's jobs. For example, one set
of proven strategies has helped students improve their
writing skills. The strategies provide "helpful hints" and
other guidelines for identifying a stimulating theme for a
composition, writing clearly worded sentences that elaborate
upon the theme, organizing these sentences into coherent
paragraphs, and systematically checking the composition for
errors. OSEP researchers found that not only did the
performance of students increase dramatically after they
learned these strategies, but also that outside reviewers
rated the students' written products more highly, on
average, than those of their non-disabled peers. Today,
these proven practices are widely used, having been
disseminated through a national network of teachers and
teacher-trainers. This network, which is based at the
universities in four States (Arizona, Alabama, Kansas, and
Pennsylvania), has provided information to more than 75,000
teachers in 1,200 school districts in 26 States across the
country.
- Anchored Instruction Techniques1: Techniques such as those
demonstrated by OSEP researchers Ted Hasselbring (Vanderbilt
University), Ralph Ferretti (University of Delaware), and
John Woodward (University of Puget Sound). Teachers using
anchored instruction techniques ask their students to view
video and animated adventures on CD-ROM discs. The teachers
then use these adventures to organize a series of
interrelated lessons around a common topic. The lessons
help students learn to select a challenging topic, discover
what it means, and then communicate this information to
their peers, other teachers, and their families. As a
result, students with learning disabilities are excelling in
math, reading, and social studies. OSEP-funded research
shows that teachers' use of this proven practice can help
thousands of students with disabilities, at all skill
levels, to access new information and excel in reading,
mathematics, and social science. These CD-ROM discs are
commercially distributed through state distribution centers.
U.S. Department of Health and Human Services,
Administration for Children and Families
- SIME/DIME Negative Income Tax Experiments:
Results of these
experiments suggested that provision of cash assistance to
two-parent families had destabilizing family impacts, and
helped lead to the downfall of welfare reform legislation in
the late 1970s.
- Welfare-to-Work Demonstration Projects:
Projects, evaluated
by the Manpower Demonstration Research Corporation, were
very influential in the development of the Family Support
Act of 1988, particularly the JOBS program.
- The Ohio Learning, Earning and Parenting (LEAP) Program:
Positive findings on school attendance and enrollment from
the LEAP program led to President Clinton's recent executive
action on school requirements for teen parents.
Other research has also been influential, but in different ways
the Bane and Ellwood studies of welfare dynamics in the 1980s,
for instance, provided a much greater understanding of the
welfare caseload. This research was used to develop targeting
strategies.
One of the best examples of research-services linkages is the
Families and Schools Together (FAST) project. FAST is a
collaborative prevention project for elementary school children
who are at-risk for school failure, juvenile delinquency, and
substance abuse in adolescence. The collaboration involves
schools, nonprofit mental health services, education and
assessment agencies for substance abuse, and families. The
following convey a sense of how FAST research and development
results are facilitating more effective service delivery and
informing public policy decision-making:
- FAST is being taken to scale in Madison, Wisconsin. Over
the next three years, FAST will be expanded to every school
in the city. A broadly representative group of public and
private organizations and businesses will provide funding.
- Both Head Start-FAST and middle school-FAST have been
replicated in three other States. FAST sites include Racine
and Kenosha, Wisconsin, Des Moines, Iowa, and Baltimore,
Maryland.
- The FAST elementary school program has been replicated in 26
States and Canada, with funding from the DeWitt Wallace
Reader's Digest Fund. There are now almost 200 certified
FAST trainers. FAST has achieved substantial cross-cultural
and cross-language success.
- Both California (under a Juvenile Crime Prevention
Initiative) and Wisconsin (under the Anti-Drug bill) have
included FAST in their state budgets for $1 million a year
for five years or more.
- The National Institute of Drug Abuse is reportedly on the
verge of approving a request for a $3 million intensive,
long-term evaluation of FAST.
- CNN recently reported on FAST programs in Florida and
Georgia. FAST has received awards from the United Way of
America, Harvard/Ford Foundation, and the Family Resource
Coalition.
U.S. Department of Health and Human Services, Office of the
Assistant Secretary for Planning and Evaluation (ASPE)
- Institute for Research on Poverty:
For almost 30 years,
ASPE has supported the Institute for Research on Poverty, a
national, university-based center for research on the
nature, causes, and consequences of poverty and social
inequity in the United States. The Institute sponsors the
original research of its members and dissemination of their
findings. Its work has consistently been multidisciplinary,
pooling research interest and knowledge across the major
fields of social science. The Institute's research has
advanced the link between science and policy related to
welfare reform proposals, assessment of training and
employment programs for young people, investigations of
groups at high risk of poverty (e.g., the homeless, the
disabled, and single parent families), and monitoring of
demographic behavior.
Here are just two examples of how the Institute is helping
to bridge the gap between the research, policy, and services
realms:
- The economically vulnerable state of many single-parent
families led Institute researchers to propose, in 1982,
the Wisconsin Child Support Assurance System, an
alternative to Aid to Families with Dependent Children
(AFDC) for custodial parents with child support orders.
Three components of this recommendation became law
with the passage of the national Family Support Act of
1988.
- In February 1996, the Institute presented a conference
on "The New Federalism: Monitoring Consequences" to
enable researchers and other analysts to share
information about what they were doing in response to
the emergence of new programs and policies affecting
children and families and to discuss the coordination
of efforts to monitor, evaluate, and respond to those
changes.
1 See also: Fox, J. (March 1990).
The Impact of Research on Education Policy, Office of
Research, Office of Educational Research and Improvement,
U.S. Department of Education, Working Paper OR 90-522.
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